George Balanchine: Episodes

Ballett am Rhein EPISODES GEORGE BALANCHINE MUSIK Sinfonie op. 21, Fünf Stücke op. 10, Konzert op. 24 und Variationen op. 30 von Anton Webern sowie Fuga (2. Ricercata) a 6 voci aus “Das Musikalische Opfer” BWV 1079/5 von Johann Sebastian Bach für Orchester bearbeitet von Anton Webern CHOREOGRAPHIE George Balanchine © The George Balanchine Trust MUSIKALISCHE LEITUNG Christoph Altstaedt LICHT Franz-Xaver Schaffer EINSTUDIERUNG Patricia Neary & Peter Frame (Taylor-Solo) SINFONIE OP. 21 Louisa Rachedi – Alexandre Simões Ann-Kathrin Adam – Philip Handschin Doris Becker – Alban Pinet Nathalie Guth – Filipe Frederico FÜNF STÜCKE OP. 10 Nicole Morel – Paul Calderone KONZERT OP. 24 So-Yeon Kim – Andriy Boyetskyy Wun Sze Chan, Sabrina Delafield, Mariana Dias, Carolina Francisco Sorg VARIATIONEN OP. 30 Jackson Carroll FUGA Claudine Schoch – Marcos Menha Sachika Abe, Ann-Kathrin Adam, Wun Sze Chan, Sabrina Delafield, Mariana Dias, Feline van Dijken, Carolina Francisco Sorg, Nathalie Guth, Alexandra Inculet, Anne Marchand, Aryanne Raymundo, Elisabeta Stanculescu, Anna Tsybina, Irene Vaqueiro Duisburger Philharmoniker PREMIERE 17. Januar 2014, Theater Duisburg im Rahmen des Ballettabends b.18

Durch Igor Strawinsky lernte George Balanchine die Werke Anton Weberns kennen und konnte sich fortan ihrer Faszinationskraft nicht mehr entziehen: “Als ich sie zum ersten Mal hörte, erschien sie mir wie Mozart und Strawinsky – Musik, zu der man tanzen kann, da sie dem Geist die Freiheit lässt, den Tanz zu sehen”, äußerte er sich emphatisch. Zu Orchestermusik Weberns entstanden 1959 für das New Yorker City Ballet Balanchines “Episodes” – eine Choreographie, in der jede Bewegung wie in ihre kleinsten Bestandteile zerlegt erscheint und doch nie ihr Eingebundensein in ein großes Ganzes verliert. In der Einstudierung von Patricia Neary setzt das Ballett am Rhein mit “Episodes” seine Auseinandersetzung mit George Balanchine fort und präsentiert nicht nur eines der bedeutendsten Ballette des 20. Jahrhunderts, sondern auch eines der für die Entwicklung des Tanzes zukunftsweisendsten Werke des Neoklassikers. Martin Schläpfer ist es gelungen, für die Neueinstudierung auch die seit der Uraufführung kaum mehr gezeigte Taylor-Variation in die Choreographie zurückzuholen. Peter Frame, für den Taylor 1986 das Solo rekonstruierte, ist für die Einstudierung verantwortlich. Video: Ralph Goertz © Ballett am Rhein

Scientists theorize that space aliens may already be here, but we don’t recognize them

Photo of Peter Fimrite

Peter Fimrite Feb. 16, 2020 (SFChronicle.com)

Andrew Fraknoi, a board member of the Search for Extraterrestrial Intelligence in Mountain View, says it’s possible space aliens might very well be microscopic and unrecognizable.
1of3Andrew Fraknoi, a board member of the Search for Extraterrestrial Intelligence in Mountain View, says it’s possible space aliens might very well be microscopic and unrecognizable.Photo: Liz Hafalia / The Chronicle 2019
An artist’s impression of the first interstellar object discovered in the solar system, the 1I/Oumuamua.
2of3An artist’s impression of the first interstellar object discovered in the solar system, the 1I/Oumuamua.Photo: M. Kornmesser / NASA/ESA/Hubble / AFP / Getty Images
The comet 2I/Borisov, seen by the Hubble Space Telescope, is the second known insterstellar visitor to our solar system.
3of3The comet 2I/Borisov, seen by the Hubble Space Telescope, is the second known insterstellar visitor to our solar system.Photo: D. Jewitt NASA/ESA / UCLA

Stargazing scientists have recently begun to focus on the prospect of encountering intelligent extraterrestrials, and the more they think about it the more they realize the first meeting probably won’t be with little green men in flying saucers.

What aliens might look like is a growing question among astrobiologists, who are increasingly conjuring up creatures more Lilliputian than mega-brained or reptilian.

“The intriguing possibility is they are, in fact, here, but we just don’t know it,” said Andrew Fraknoi, the emeritus chairman of the astronomy department at Foothill College who recently taught a course on aliens at the University of San Francisco’s Fromm Institute and believes space aliens could very well be microscopic or unrecognizable as a life-form.

Fraknoi is on the board of the Search for Extraterrestrial Intelligence, known as the SETI Institute, based in Mountain View, where questions about alien civilizations are often discussed. He has long speculated that members of a civilization billions of years old might by now have evolved into a mechanical-biological mix, like a robot with a brain, capable of living for thousands of years as they travel through space.

But it is also possible, he said, that advanced civilizations would have sent into space thousands of tiny canisters holding the germs of life programmed to incubate and grow when they encounter suitable conditions around a star.

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“In all the mathematical models, a species that started early in the history of the galaxy and had the will and resources to diffuse could by now have filled many parts of the galaxy with its artifacts or biological spores,” Fraknoi said.

The otherworldly speculation comes after the recent discovery of two interstellar objects zipping past Earth prompted a surge of interest among scientists in space travel and alien civilizations.

A spinning, red, cigar-shaped object called 1I/Oumuamua was spotted in 2017, followed by the sighting last year of a comet named 2I/Borisov. They were the first verified sightings in human history of objects speeding by from outside our solar system.

The objects, by their very existence, brought home to many astronomers the reality that rocks or vessels potentially carrying biological spores from other solar systems could actually reach Earth.

The notion got a major boost from Avi Loeb, the chair of Harvard University’s astronomy department. He co-wrote a scientific paper suggesting that Oumuamua’s odd, elongated shape and peculiar nongravitational acceleration could mean it is a mechanical probe — a light sail driven by sunshine — sent by an alien civilization.

The object, first spotted by the University of Hawaii’s Institute for Astronomy, was, by all accounts, strange. Observations from Earth as it shot past the sun on Sept. 9, 2017, at a speed of 196,000 mph showed that it was slowly spinning, like a bottle on its side, and that it was missing the tail of gas or dust that would signify a comet.

Astronomers around the world immediately attacked Loeb’s hypothesis, and a subsequent study published in Nature Astronomy last year concluded that Oumuamua was a rocky conglomeration, not a space ship.

But Loeb said his point was that objects like Oumuamua and Borisov could have been synthetic and that humans would be well served by developing techniques for determining if such visitors were constructed. He believes the possibility of extraterrestrial life is too important for humans to discount without investigation, especially considering how useful it would be in figuring out the origin of life.

“Intelligent life is more recent in the Earth’s history, but at the same time, given that it happened here, there is the possibility that it exists elsewhere,” Loeb said. “I don’t think we should pretend that we are the only ones — the smartest kid on the block — because very likely we aren’t the smartest kid on the block.”

The questions about what form alien beings might take are rooted in what is known as the Fermi paradox, named after Italian American physicist Enrico Fermi, who created the first nuclear reactor. He asked during a casual lunchtime conversation in 1950 why aliens have never been spotted, given the high probability of their existence.

SETI has been searching the skies for radio signals or some other sign of life beyond Earth for nearly four decades without a single peep.

Despite the failure, belief in the existence of extraterrestrial civilizations has only increased since Fermi’s time. That’s largely because powerful telescopes have recently detected numerous planets orbiting their stars at a habitable distance, known as the Goldilocks zone. Calculations indicate there are habitable planets around at least a quarter of the tens of billions of stars in the Milky Way Galaxy, possibly including the closest star, Proxima Centauri, 4.2 light-years from Earth.

Most astrophysicists believe life must have sprung up somewhere, some time, in the 13.5 billion years since the galaxy was formed. Given that our sun is 4.6 billion years old, Fraknoi said civilizations in other parts of the galaxy could have been using robotics, artificial intelligence and tapping the energy from their stars as many as 8 billion years before our solar system was created.

“In other words,” Fraknoi said, “there has been ample time for a civilization to become advanced enough to send alien microbes or micro-artifacts around the galaxy, including to our solar system.”

Astronomers have even concocted a sciency name, “directed panspermia,” to describe the act by an alien civilization of planting the seeds of life in another world.

Samantha Rolfe, a lecturer in astrobiology at Bayfordbury Observatory at the University of Hertfordshire in England, suggested recently that such organisms could be hidden inside what she called a microscopic “shadow biosphere” that is so different from ours that we don’t even recognize it as biological in origin.

“So why haven’t we found it? We have limited ways of studying the microscopic world as only a small percentage of microbes can be cultured in a lab,” she wrote in an article for the Conversation website. “We do now have the ability to sequence the DNA of unculturable strains of microbes, but this can only detect life as we know it — that contain DNA.”

Some have suggested that these alien life-forms could be small inactive spores floating in our solar system waiting for the right conditions to grow or as active monitors — transmitters — used by alien civilizations to determine whether Earthlings are a threat and might need to be eliminated.

Then again, a growing number of astronomers speculate that humanity itself might have originated somewhere else, possibly clinging to a chunk of rock ejected from a planet that was hit by a giant meteor.

“We know there are rocks on Earth that came from Mars, so you could imagine that microbes could have potentially survived the journey,” Loeb said. “So it’s possible we are all Martians. If you can do it from Mars, you can potentially bring life from other planets in other galaxies.”

Loeb recently published a paper calculating how asteroids could graze Earth’s atmosphere, scoop up microbes like the foamy cream off a latte, and potentially carry the seeds of life into outer space. Maybe, he and others suggest, this swapping of biological spores has happened since the beginning of time.

Either way, most experts believe an alien encounter is likely someday. The question, say those who think about such things, is whether humans will know it when they see it.

“Potentially, we could be part of an experiment where life was planted on Earth and someone is watching,” Loeb said. If that’s the case, “for sure they are disappointed. That would be my assessment by reading the morning newspaper.”Peter Fimrite is a San Francisco Chronicle staff writer. Email: pfimrite@sfchronicle.com Twitter: @pfimrite

Peter Fimrite

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Peter Fimrite is The Chronicle’s lead science reporter, covering environmental, atmospheric and ecosystem science. His beat includes earthquake research, marine biology, wildfire science, nuclear testing, archaeology, wildlife and scientific exploration of land and sea. He also writes about the cannabis industry, outdoor adventure, Native American issues and the culture of the West. A former U.S. Forest Service firefighter, he has traveled extensively and covered a wide variety of issues during his career, including the Beijing Olympics, Hurricane Katrina, illegal American tourism in Cuba and a 40-day cross country car trip commemorating the history of automobile travel in America.

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The Right to Listen

As citizens of a democracy, we need to hear one another. Why can’t we?

By Astra TaylorJanuary 27, 2020 (NewYorker.com)

Tiny talking heads forming a large ear

Illustration by Rose Wong

Last winter, I found myself seated around a massive table with about forty others on the ground floor of the historic Jane Addams Hull-House Museum, in Chicago. A group of curators had invited me to participate in “Parts of Speech,” an exhibit consisting of six lectures by six artists held at venues across the city. Instead of a typical talk, where I’d speak from a stage or behind a lectern, I’d proposed hosting a debtors’ assembly—a forum where people could share stories of their financial hardship.

I’d never hosted such an assembly before. As the participants (not “audience members”) trickled into the room, I reminded myself that the event was supposed to be about listening, not talking. Even so, I couldn’t resist making some opening remarks. I told the group that my work as an organizer and documentary filmmaker had led me to understand listening as a deeply political act, and an underappreciated one. I suggested that our lack of attention to listening connected to the larger crisis of American democracy, in which the wealthy and powerful shape the discourse while many others go unheard. After I’d finished, Laura Hanna, the co-director of the Debt Collective, an economic-justice group I’d helped found, reeled off statistics demonstrating that we live with Gilded Age levels of inequality. Then she invited people to share their stories. In that ornate, wood-panelled room, an ominous silence descended. Looking from one quiet face to another, I panicked. What if no one talked?

The first person to speak confessed to owing a hundred and fifty thousand dollars in student loans; many people in his life were unsympathetic to his plight, he said, because he had studied art and not “law or something.” A young woman began to cry. “I’m a first-generation student, I come from a family of poverty,” she said. “Sorry if I get emotional, but I’m here with my little one, and I’m thinking about her future. I’m a hundred and seventy-five thousand dollars in student-loan debt, and that’s a huge number.” When she finished, the room burst into applause.

The dam broke. A young man spoke of a mental-health crisis that had caused his debt to balloon; it included ambulance and hospital bills that took three years to pay off. A middle-aged woman described herself as “teetering at that edge of poverty” after she quit her job because of racist comments made by a colleague; her high debt load meant she couldn’t help her college-age son. Another woman explained that her hundred and twenty-five thousand dollars in student loans were overwhelming not just her but her mother, who had taken many of them out on her behalf; she described the pain of feeling judged a failure when you are trying the best you can. An older man told how, after arriving as a refugee from Liberia, he’d thought education would be a lifeline. He’d gotten a degree in chemistry and then attended nursing school, but now the money he owed was a trap from which he couldn’t escape.

As the forum progressed, the mood in the room changed. Some people listened silently. Others, taking it all in, felt emboldened to reveal hardships they’d been reluctant to divulge elsewhere. A few got fired up: after hearing others’ stories, the crying woman asked, “How can this be legal?” A mountain of debt and shame was becoming visible—an overwhelming burden that was also a common bond. I’d suggested a debtors’ assembly because I wanted to create a space in which both sides of the communicative coin—speaking and listening—could be valued equally. Even so, I found myself surprised by listening’s power. Though I work on issues of inequality, I was stunned by how much suffering the circle held.

“We have two ears and one mouth so we can listen twice as much as we speak,” the stoic philosopher Epictetus wrote, two thousand years ago. That’s long been one of my favorite quotes. The truth, though, was that it had been a long time since I’d had an opportunity to listen, silently and at length, to what many other people had to say. Afterward, walking in the cold, I couldn’t help but think of listening as something we’re all entitled to—a right we’re often denied, and that the assembly had just reclaimed. Today, we are constantly reminded of the importance of free speech and the First Amendment; we exalt freedom in the expressive realm. Is there some corresponding principle of listening worth defending?

We expect powerful people to be talkers, not listeners.

The idea that the right to listen to one another should be defended in a democracy seems strange. That’s probably because we lack a shared vocabulary or framework for understanding listening as a political act. We pay lip service to the idea of listening: stage-managed “town-hall meetings,” at which politicians and candidates respond to curated questions from a screened audience, are a familiar part of the political landscape. In 2017, Mark Zuckerberg embarked on a highly publicized national “listening tour,” which yielded photographs of him riding a tractor with a farmer, going to church in a small town, helping out on an automobile assembly line, and so on. No one really imagined that Zuckerberg would listen to anything the people he visited had to say. We expect powerful people to be talkers, not listeners.

Philosophers, too, have thought mostly about speech—biased, perhaps understandably, toward dazzling utterances. When Aristotle declared man a “political animal,” he argued that what distinguished us from other creatures was our capacity for rational discourse. Modern philosophers have developed a framework of “deliberative democracy” in which oration and argument, declamation and debate, play out in an idealized public sphere. Careers have been made studying “speech-act theory,” which examines how certain verbal expressions do things in the world (a judge declaring a defendant “guilty,” for instance, or a couple “married”). A corresponding “listening-act theory” doesn’t yet exist.

But to listen is to act; of that, there’s no doubt. It takes effort and doesn’t happen by default. As anyone who has been in a heated argument—or who’s simply tried to coexist with family members, colleagues, friends, and neighbors—well knows, it’s often easier not to listen. We can tune out and let others’ words wash over us, hearing only what we want to hear, or we can pantomime the act of listening, nodding along while waiting for our turn to speak. Even when we want to be rapt, our attentions wane. Deciding to listen to someone is a meaningful gesture. It accords them a special kind of recognition and respect.

In 2015, I began making a documentary called “What Is Democracy?”—a feature exploring the fate of self-government in the Trump era. Immediately, I remembered that one of the hardest things about beginning to shoot a new documentary is remembering how to listen. I had to make a concerted effort to bite my tongue, so as not to babble over my subjects, ruining the footage (the way I had, to my eternal embarrassment, during my first film shoot, more than fifteen years ago). I found that listening well, so that I could respond genuinely and substantively, was exhausting work.

One of the things I heard, when I listened, was that many of the people I spoke with—immigrant factory workers, asylum seekers, former prisoners, schoolchildren—simply assumed that no one was interested in listening to them. At a community center in Miami, I asked a group of teen-agers if they ever discussed democracy at school. “Yes, but it’s about branches of government,” a boy said. “They don’t ask us, ‘How do you feel about the school?’ ” As far as the kids could tell, their opinions didn’t matter to their teachers or the administrators in charge, and they didn’t feel there was much they could do about it. “My voice isn’t going to change anything,” a girl told me, with a shrug. I asked them whether they thought the adults in their lives had more of a say than they did. “I don’t think people of higher power really want to hear a black mom that’s poor in a ghetto,” the girl responded, matter-of-factly. Similarly, a boy warned, an adult standing up for himself at work would only get into trouble; it was better not to speak out and “just get it over with.” Their certainty about going unheard was painful to hear.

It wasn’t just other people’s voices that preoccupied me. When I began filming “What Is Democracy?,” I cringed at my own voice, which sounds nothing like the voices of the men who generally occupy positions of cinematic authority. For better and worse, my documentary sensibility has been shaped by male directors, such as Errol Morris, Adam Curtis, and Werner Herzog, whom viewers can often hear offscreen, asking probing questions or providing erudite commentary. I had fully absorbed the sound of the male auteur and sage.

Early in the filmmaking process, I stumbled across “The Public Voice of Women,” an essay by the classicist-turned-television presenter Mary Beard. From antiquity onward, Beard traces the ways women have been muted and mocked, compared to braying donkeys and worse. She quotes the lecturer Dio Chrysostom—“the Golden Mouth”—who, in the second century A.D., asked his audience to imagine what he considered to be a nightmare scenario: “An entire community . . . struck by the following strange affliction: all the men suddenly got female voices, and no male—child or adult—could say anything in a manly way. Would not that seem terrible and harder to bear than any plague?”

Over the centuries, we’ve been taught to believe that deep voices are deep. Margaret Thatcher, famously, took lessons with a speech coach at the National Theatre to learn how to lower her pitch; Theresa May has admitted to modulating her delivery in the House of Commons, lest she sound a “shrill note.” I realized that I had a version of the same impulse. Beard’s essay turned a dial in my head; I began to hear myself and others in new ways. Re-watching Herzog’s films, for example, I found myself imagining how their reception might shift if they were narrated by a California Valley Girl instead of a man with an imposing Bavarian accent. “What would an ocean be without a monster lurking in the dark? It would be like sleep without dreams,” my imagined feminine narrator would lilt. Why shouldn’t she come off as equally profound?

A listener, when she realizes that she struggles to attend to only certain kinds of voices, apprehends the divisions in society. How we hear someone relates to that person’s gender, race, sexual orientation, age, physical ability, and wealth. Some voices are perceived as authoritative, others are ignored; some are broadcast around the world, others fade for lack of funds. Attempting to create what the essayist Rebecca Solnit calls “a democracy of equal audibility” is a social enterprise—it’s one of the tasks of feminist, anti-racist, and economic-justice movements. What would such a democracy sound like? Certainly not like one booming bass note.

The social prejudices that muffle other frequencies are often reinforced by those invested in the status quo. Some critics of the freshman congresswoman Alexandria Ocasio-Cortez complain that she sounds like a teen-age girl—as if that were such a terrible thing to be. Every time she speaks on the floor of the House of Representatives, Ocasio-Cortez helps to establish that higher-pitched voices can also be heard as commanding and capable. Greta Thunberg, a seventeen-year-old girl with Asperger’s syndrome, similarly extends our auditory range. But Thunberg also points us toward another set of obstacles impeding our ability to hear. “Listen to the scientists,” she often says. It’s no accident that, for many people, listening to them has been difficult: fossil-fuel companies have spent millions to spread misinformation about climate change. To defend our right to listen to one another, we must sometimes strain to hear voices that the powerful would drown out.

This past October, two years after the conclusion of his listening tour, Zuckerberg was questioned in Congress by Ocasio-Cortez. She noted that “the official policy of Facebook”—which has declared that it won’t ban ads that contain well-documented lies—“now allows politicians to pay to spread disinformation.” She wanted to know how far this policy could be pushed. Would she, for example, be allowed to run ads falsely claiming that Republican candidates up for reëlection had voted for the Green New Deal?

“Probably,” Zuckerberg said. The previous week, he had delivered a lecture at Georgetown University titled “Standing for Voice and Free Expression.” In it, he had placed his company in a lineage of free-speech pioneers, including Eugene Debs and Martin Luther King, Jr. “The ability to speak freely has been central in the fight for democracy worldwide,” he said. The central argument of the speech was that any attempt on Facebook’s part to distinguish between deliberate disinformation and ordinary free speech would be anti-democratic.

How might Zuckerberg’s rhetoric strike us if we also saw the ability of citizens to hear one another as central to democracy? From that perspective, the deliberate pollution of our common listening space might register as an anti-democratic act. The listening perspective is especially useful today, in the age of digital media. While Facebook and other social-media platforms do facilitate speech, their business models revolve, in a fundamental way, around the manipulation and commodification of listening. We can shout into the social-media void for free because what we say reveals valuable information about us; that information is then used to divide us into hyper-specific audiences. To maximize the effectiveness of the advertising targeted to those audiences, the platforms encourage certain kinds of attention more than others. A deluge of content and commentary—in which paid advertising, some of it political and deceptive, circulates alongside funny memes, awe-inspiring animal videos, and grassroots opinion—keeps us scrolling, conjuring the illusion of listening. But, by design, such feeds amplify the shallow, outrageous, and self-promoting, discouraging the prolonged engagement that deeper forms of listening require. The difference between the Facebook news feed and the debtors’ assembly couldn’t be more stark.

It can seem as though there’s no principled way out of this conundrum: if you equate democracy with the proliferation of free speech, then how can you, in good conscience, restrict it? And yet—even setting aside the fact that social-media platforms already manipulate the mix of messages we encounter—the history of thought about free speech does contain ideas that can be of use. Among them are the concepts of “audience interests” and the “right to hear,” which have been repeatedly recognized by the Supreme Court. These concepts see the First Amendment from a listener’s point of view. In addition to asking, “Do I have the right to speak,” Genevieve Lakier, a professor at the University of Chicago School of Law, told me, we can ask, “Am I, as a listener, genuinely hearing a diverse and representative array of views?”

The Court, Lakier has shown, took audience interests seriously during the New Deal era. In Thornhill v. Alabama­, from 1940, it recognized a union’s right to engage in peaceful picketing; the case was about free speech—the plaintiff, Byron Thornhill, was arrested while on the picket line—but the Court’s judgment addressed the importance of listening, too. One reason why the arrest was wrong, the Justices concluded, was that citizens needed to hear what was being said: pickets could convey valuable information about working conditions, the causes of labor disputes, and how to regulate industry. In other First Amendment disputes from the period, Lakier said—including cases about pamphleting—the Court furthered the cause of free expression by defending “the audience’s right to have a diverse public sphere.” Taking this right seriously entailed, inevitably, the consideration of economic disparities, so that what the Court called the “poorly financed causes of the little people” might get a fair hearing.Read more

These cases pointed in the direction of a democratic right to listen. But, today, audience interests are more likely to be invoked in defense of advertising or big political donors. In the infamous Citizens United v. F.E.C. decision, from 2010, which undid campaign-finance restrictions on free-speech grounds, the Court looked to a 1978 opinion, First National Bank of Boston v. Bellotti, which argued that audiences had an interest in hearing what corporations had to say. In that opinion, the Justices presaged, with uncanny precision, the click-maximizing ethos of the Facebook news feed: “The inherent worth of the speech in terms of its capacity for informing the public does not depend upon the identity of its source, whether corporation, association, union, or individual,” they wrote. It’s not too late to return to the more nuanced conception of audience interest that we used to favor. A revival of that older view might light the way toward a digital future in which meaningful democratic listening has a fighting chance.

In 2016, during one of the first shoots for “What Is Democracy?,” I stood near Miami Beach, asking people to share their political opinions on camera. Three middle-aged men on vacation from New Jersey sat down on a park bench to chat. They sang the praises of a Republican candidate for President named Donald Trump, and offered their thoughts about immigration (bad), taxes (too high), and police violence against black people (not a problem). It was only a few minutes before one of them mentioned free speech. “Here, we have freedom to express,” he said, of the United States. “Like when Joe was just explaining about his racism, six large black men walked by. I thought there might be a problem. Not in this country! They heard it, it’s democracy. Joe can say whatever he wants.” What made America great, they suggested, was every individual’s right to say anything, without reserve and without inviting a response. This was a conception of democratic life that centered on self-expression, with listening left out. In its version of democracy, speech need only go one way.

The men on the bench were hardly unique in overlooking listening as an important component of democracy. As an activist on the left, I long assumed that my role consisted entirely of raising awareness, sounding alarms, and deploying arguments; it took me years to realize that I needed to help build and defend spaces in which listening could happen, too. As citizens, we understand that the right to speak has to be facilitated, bolstered by institutions and protected by laws. But we’ve been slow to see that, if democracy is to function well, listening must also be supported and defended—especially at a moment when technological developments are making meaningful listening harder.

By definition, democracy implies collectivity; it depends on an inclusive and vibrant public sphere in which we can all listen to one another. We ignore that listening at our peril. Watching “What Is Democracy?” today, I find that the answer lies not just in the voices of the people I interviewed. It’s also in the shots of people listening, receptively, as others speak.

Astra Taylor is the director of the documentary films “Zizek!” and “Examined Life” and the author of “The People’s Platform: Taking Back Power and Culture in the Digital Age,” winner of the 2015 American Book Award. She is a Shuttleworth Foundation Fellow and an EHRP Puffin Fellow.

The Last Time Democracy Almost Died

February 3, 2020 Issue

Learning from the upheaval of the nineteen-thirties.

By Jill Lepore January 27, 2020 (newyorker.com)

melting statue of liberty

It’s a paradox of democracy that the best way to defend it is to argue about it.Illustration by Joan Wong; photograph by Massimo Lama / Getty

The last time democracy nearly died all over the world and almost all at once, Americans argued about it, and then they tried to fix it. “The future of democracy is topic number one in the animated discussion going on all over America,” a contributor to the New York Times wrote in 1937. “In the Legislatures, over the radio, at the luncheon table, in the drawing rooms, at meetings of forums and in all kinds of groups of citizens everywhere, people are talking about the democratic way of life.” People bickered and people hollered, and they also made rules. “You are a liar!” one guy shouted from the audience during a political debate heard on the radio by ten million Americans, from Missoula to Tallahassee. “Now, now, we don’t allow that,” the moderator said, calmly, and asked him to leave.

In the nineteen-thirties, you could count on the Yankees winning the World Series, dust storms plaguing the prairies, evangelicals preaching on the radio, Franklin Delano Roosevelt residing in the White House, people lining up for blocks to get scraps of food, and democracies dying, from the Andes to the Urals and the Alps.

In 1917, Woodrow Wilson’s Administration had promised that winning the Great War would “make the world safe for democracy.” The peace carved nearly a dozen new states out of the former Russian, Ottoman, and Austrian empires. The number of democracies in the world rose; the spread of liberal-democratic governance began to appear inevitable. But this was no more than a reverie. Infant democracies grew, toddled, wobbled, and fell: Hungary, Albania, Poland, Lithuania, Yugoslavia. In older states, too, the desperate masses turned to authoritarianism. Benito Mussolini marched on Rome in 1922. It had taken a century and a half for European monarchs who ruled by divine right and brute force to be replaced by constitutional democracies and the rule of law. Now Fascism and Communism toppled these governments in a matter of months, even before the stock-market crash of 1929 and the misery that ensued.

“Epitaphs for democracy are the fashion of the day,” the soon-to-be Supreme Court Justice Felix Frankfurter wrote, dismally, in 1930. The annus horribilis that followed differed from every other year in the history of the world, according to the British historian Arnold Toynbee: “In 1931, men and women all over the world were seriously contemplating and frankly discussing the possibility that the Western system of Society might break down and cease to work.” When Japan invaded Manchuria, the League of Nations condemned the annexation, to no avail. “The liberal state is destined to perish,” Mussolini predicted in 1932. “All the political experiments of our day are anti-liberal.” By 1933, the year Adolf Hitler came to power, the American political commentator Walter Lippmann was telling an audience of students at Berkeley that “the old relationships among the great masses of the people of the earth have disappeared.” What next? More epitaphs: Greece, Romania, Estonia, and Latvia. Authoritarians multiplied in Portugal, Uruguay, Spain. Japan invaded Shanghai. Mussolini invaded Ethiopia. “The present century is the century of authority,” he declared, “a century of the Right, a Fascist century.”

Benito Mussolini marching with soldiers.
In 1922, Benito Mussolini (center) marched on Rome. A decade later, he declared, “The liberal state is destined to perish.”Photograph from Getty

American democracy, too, staggered, weakened by corruption, monopoly, apathy, inequality, political violence, hucksterism, racial injustice, unemployment, even starvation. “We do not distrust the future of essential democracy,” F.D.R. said in his first Inaugural Address, telling Americans that the only thing they had to fear was fear itself. But there was more to be afraid of, including Americans’ own declining faith in self-government. “What Does Democracy Mean?” NBC radio asked listeners. “Do we Negroes believe in democracy?” W. E. B. Du Bois asked the readers of his newspaper column. Could it happen here? Sinclair Lewis asked in 1935. Americans suffered, and hungered, and wondered. The historian Charles Beard, in the inevitable essay on “The Future of Democracy in the United States,” predicted that American democracy would endure, if only because “there is in America, no Rome, no Berlin to march on.” Some Americans turned to Communism. Some turned to Fascism. And a lot of people, worried about whether American democracy could survive past the end of the decade, strove to save it.

“It’s not too late,” Jimmy Stewart pleaded with Congress, rasping, exhausted, in “Mr. Smith Goes to Washington,” in 1939. “Great principles don’t get lost once they come to light.” It wasn’t too late. It’s still not too late.

There’s a kind of likeness you see in family photographs, generation after generation. The same ears, the same funny nose. Sometimes now looks a lot like then. Still, it can be hard to tell whether the likeness is more than skin deep.

In the nineteen-nineties, with the end of the Cold War, democracies grew more plentiful, much as they had after the end of the First World War. As ever, the infant-mortality rate for democracies was high: baby democracies tend to die in their cradles. Starting in about 2005, the number of democracies around the world began to fall, as it had in the nineteen-thirties. Authoritarians rose to power: Vladimir Putin in Russia, Recep Tayyip Erdoğan in Turkey, Viktor Orbán in Hungary, Jarosław Kaczyński in Poland, Rodrigo Duterte in the Philippines, Jair Bolsonaro in Brazil, and Donald J. Trump in the United States.

A pirate and his captain look on as a man walks the plank.
“What the hell was he thinking?”

“American democracy,” as a matter of history, is democracy with an asterisk, the symbol A-Rod’s name would need if he were ever inducted into the Hall of Fame. Not until the 1964 Civil Rights Act and the 1965 Voting Rights Act can the United States be said to have met the basic conditions for political equality requisite in a democracy. All the same, measured not against its past but against its contemporaries, American democracy in the twenty-first century is withering. The Democracy Index rates a hundred and sixty-seven countries, every year, on a scale that ranges from “full democracy” to “authoritarian regime.” In 2006, the U.S. was a “full democracy,” the seventeenth most democratic nation in the world. In 2016, the index for the first time rated the United States a “flawed democracy,” and since then American democracy has gotten only more flawed. True, the United States still doesn’t have a Rome or a Berlin to march on. That hasn’t saved the nation from misinformation, tribalization, domestic terrorism, human-rights abuses, political intolerance, social-media mob rule, white nationalism, a criminal President, the nobbling of Congress, a corrupt Presidential Administration, assaults on the press, crippling polarization, the undermining of elections, and an epistemological chaos that is the only air that totalitarianism can breathe.

Nothing so sharpens one’s appreciation for democracy as bearing witness to its demolition. Mussolini called Italy and Germany “the greatest and soundest democracies which exist in the world today,” and Hitler liked to say that, with Nazi Germany, he had achieved a “beautiful democracy,” prompting the American political columnist Dorothy Thompson to remark of the Fascist state, “If it is going to call itself democratic we had better find another word for what we have and what we want.” In the nineteen-thirties, Americans didn’t find another word. But they did work to decide what they wanted, and to imagine and to build it. Thompson, who had been a foreign correspondent in Germany and Austria and had interviewed the Führer, said, in a column that reached eight million readers, “Be sure you know what you prepare to defend.”

It’s a paradox of democracy that the best way to defend it is to attack it, to ask more of it, by way of criticism, protest, and dissent. American democracy in the nineteen-thirties had plenty of critics, left and right, from Mexican-Americans who objected to a brutal regime of forced deportations to businessmen who believed the New Deal to be unconstitutional. W. E. B. Du Bois predicted that, unless the United States met its obligations to the dignity and equality of all its citizens and ended its enthrallment to corporations, American democracy would fail: “If it is going to use this power to force the world into color prejudice and race antagonism; if it is going to use it to manufacture millionaires, increase the rule of wealth, and break down democratic government everywhere; if it is going increasingly to stand for reaction, fascism, white supremacy and imperialism; if it is going to promote war and not peace; then America will go the way of the Roman Empire.”

The historian Mary Ritter Beard warned that American democracy would make no headway against its “ruthless enemies—war, fascism, ignorance, poverty, scarcity, unemployment, sadistic criminality, racial persecution, man’s lust for power and woman’s miserable trailing in the shadow of his frightful ways”—unless Americans could imagine a future democracy in which women would no longer be barred from positions of leadership: “If we will not so envisage our future, no Bill of Rights, man’s or woman’s, is worth the paper on which it is printed.”

If the United States hasn’t gone the way of the Roman Empire and the Bill of Rights is still worth more than the paper on which it’s printed, that’s because so many people have been, ever since, fighting the fights Du Bois and Ritter Beard fought. There have been wins and losses. The fight goes on.

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In the thirties, community leaders across the country ignited debate on the meaning and the future of democracy, inviting Americans to assemble in the same room and argue with one another—to stretch their civic muscles.Courtesy Library of Congress

Could no system of rule but extremism hold back the chaos of economic decline? In the nineteen-thirties, people all over the world, liberals, hoped that the United States would be able to find a middle road, somewhere between the malignity of a state-run economy and the mercilessness of laissez-faire capitalism. Roosevelt campaigned in 1932 on the promise to rescue American democracy by way of a “new deal for the American people,” his version of that third way: relief, recovery, and reform. He won forty-two of forty-eight states, and trounced the incumbent, Herbert Hoover, in the Electoral College 472 to 59. Given the national emergency in which Roosevelt took office, Congress granted him an almost entirely free hand, even as critics raised concerns that the powers he assumed were barely short of dictatorial.

New Dealers were trying to save the economy; they ended up saving democracy. They built a new America; they told a new American story. On New Deal projects, people from different parts of the country labored side by side, constructing roads and bridges and dams, everything from the Lincoln Tunnel to the Hoover Dam, joining together in a common endeavor, shoulder to the wheel, hand to the forge. Many of those public-works projects, like better transportation and better electrification, also brought far-flung communities, down to the littlest town or the remotest farm, into a national culture, one enriched with new funds for the arts, theatre, music, and storytelling. With radio, more than with any other technology of communication, before or since, Americans gained a sense of their shared suffering, and shared ideals: they listened to one another’s voices.

This didn’t happen by accident. Writers and actors and directors and broadcasters made it happen. They dedicated themselves to using the medium to bring people together. Beginning in 1938, for instance, F.D.R.’s Works Progress Administration produced a twenty-six-week radio-drama series for CBS called “Americans All, Immigrants All,” written by Gilbert Seldes, the former editor of The Dial. “What brought people to this country from the four corners of the earth?” a pamphlet distributed to schoolteachers explaining the series asked. “What gifts did they bear? What were their problems? What problems remain unsolved?” The finale celebrated the American experiment: “The story of magnificent adventure! The record of an unparalleled event in the history of mankind!”

There is no twenty-first-century equivalent of Seldes’s “Americans All, Immigrants All,” because it is no longer acceptable for a serious artist to write in this vein, and for this audience, and for this purpose. (In some quarters, it was barely acceptable even then.) Love of the ordinary, affection for the common people, concern for the commonweal: these were features of the best writing and art of the nineteen-thirties. They are not so often features lately.

Americans reëlected F.D.R. in 1936 by one of the widest margins in the country’s history. American magazines continued the trend from the twenties, in which hardly a month went by without their taking stock: “Is Democracy Doomed?” “Can Democracy Survive?” (Those were the past century’s versions of more recent titles, such as “How Democracy Ends,” “Why Liberalism Failed,” “How the Right Lost Its Mind,” and “How Democracies Die.” The same ears, that same funny nose.) In 1934, the Christian Science Monitor published a debate called “Whither Democracy?,” addressed “to everyone who has been thinking about the future of democracy—and who hasn’t.” It staked, as adversaries, two British scholars: Alfred Zimmern, a historian from Oxford, on the right, and Harold Laski, a political theorist from the London School of Economics, on the left. “Dr. Zimmern says in effect that where democracy has failed it has not been really tried,” the editors explained. “Professor Laski sees an irrepressible conflict between the idea of political equality in democracy and the fact of economic inequality in capitalism, and expects at least a temporary resort to Fascism or a capitalistic dictatorship.” On the one hand, American democracy is safe; on the other hand, American democracy is not safe.

World's Fair
In 1939, the World’s Fair opened in Queens, New York, featuring an exhibit called the Democracity, a model of utopia that was in keeping with the event’s chipper motto, “The World of Tomorrow.”Photograph by Fritz Goro / Getty

Zimmern and Laski went on speaking tours of the United States, part of a long parade of visiting professors brought here to prognosticate on the future of democracy. Laski spoke to a crowd three thousand strong, in Washington’s Constitution Hall. “laski tells how to save democracy,” the Washington Post reported. Zimmern delivered a series of lectures titled “The Future of Democracy,” at the University of Buffalo, in which he warned that democracy had been undermined by a new aristocracy of self-professed experts. “I am no more ready to be governed by experts than I am to be governed by the ex-Kaiser,” he professed, expertly.

The year 1935 happened to mark the centennial of the publication of Alexis de Tocqueville’s “Democracy in America,” an occasion that elicited still more lectures from European intellectuals coming to the United States to remark on its system of government and the character of its people, close on Tocqueville’s heels. Heinrich Brüning, a scholar and a former Chancellor of Germany, lectured at Princeton on “The Crisis of Democracy”; the Swiss political theorist William Rappard gave the same title to a series of lectures he delivered at the University of Chicago. In “The Prospects for Democracy,” the Scottish historian and later BBC radio quiz-show panelist Denis W. Brogan offered little but gloom: “The defenders of democracy, the thinkers and writers who still believe in its merits, are in danger of suffering the fate of Aristotle, who kept his eyes fixedly on the city-state at a time when that form of government was being reduced to a shadow by the rise of Alexander’s world empire.” Brogan hedged his bets by predicting the worst. It’s an old trick.

The endless train of academics were also called upon to contribute to the nation’s growing number of periodicals. In 1937, The New Republic, arguing that “at no time since the rise of political democracy have its tenets been so seriously challenged as they are today,” ran a series on “The Future of Democracy,” featuring pieces by the likes of Bertrand Russell and John Dewey. “Do you think that political democracy is now on the wane?” the editors asked each writer. The series’ lead contributor, the Italian philosopher Benedetto Croce, took issue with the question, as philosophers, thankfully, do. “I call this kind of question ‘meteorological,’ ” he grumbled. “It is like asking, ‘Do you think that it is going to rain today? Had I better take my umbrella?’ ” The trouble, Croce explained, is that political problems are not external forces beyond our control; they are forces within our control. “We need solely to make up our own minds and to act.”

Don’t ask whether you need an umbrella. Go outside and stop the rain.

Here are some of the sorts of people who went out and stopped the rain in the nineteen-thirties: schoolteachers, city councillors, librarians, poets, union organizers, artists, precinct workers, soldiers, civil-rights activists, and investigative reporters. They knew what they were prepared to defend and they defended it, even though they also knew that they risked attack from both the left and the right. Charles Beard (Mary Ritter’s husband) spoke out against the newspaper tycoon William Randolph Hearst, the Rupert Murdoch of his day, when he smeared scholars and teachers as Communists. “The people who are doing the most damage to American democracy are men like Charles A. Beard,” said a historian at Trinity College in Hartford, speaking at a high school on the subject of “Democracy and the Future,” and warning against reading Beard’s books—at a time when Nazis in Germany and Austria were burning “un-German” books in public squares. That did not exactly happen here, but in the nineteen-thirties four of five American superintendents of schools recommended assigning only those U.S. history textbooks which “omit any facts likely to arouse in the minds of the students question or doubt concerning the justice of our social order and government.” Beard’s books, God bless them, raised doubts.

Beard didn’t back down. Nor did W.P.A. muralists and artists, who were subject to the same attack. Instead, Beard took pains to point out that Americans liked to think of themselves as good talkers and good arguers, people with a particular kind of smarts. Not necessarily book learning, but street smarts—reasonableness, open-mindedness, level-headedness. “The kind of universal intellectual prostration required by Bolshevism and Fascism is decidedly foreign to American ‘intelligence,’ ” Beard wrote. Possibly, he allowed, you could call this a stubborn independence of mind, or even mulishness. “Whatever the interpretation, our wisdom or ignorance stands in the way of our accepting the totalitarian assumption of Omniscience,” he insisted. “And to this extent it contributes to the continuance of the arguing, debating, never-settling-anything-finally methods of political democracy.” Maybe that was whistling in the dark, but sometimes a whistle is all you’ve got.

The more argument the better is what the North Carolina-born George V. Denny, Jr., was banking on, anyway, after a neighbor of his, in Scarsdale, declared that he so strongly disagreed with F.D.R. that he never listened to him. Denny, who helped run something called the League for Political Education, thought that was nuts. In 1935, he launched “America’s Town Meeting of the Air,” an hour-long debate program, broadcast nationally on NBC’s Blue Network. Each episode opened with a town crier ringing a bell and hollering, “Town meeting tonight! Town meeting tonight!” Then Denny moderated a debate, usually among three or four panelists, on a controversial subject (Does the U.S. have a truly free press? Should schools teach politics?), before opening the discussion up to questions from an audience of more than a thousand people. The debates were conducted at a lecture hall, usually in New York, and broadcast to listeners gathered in public libraries all over the country, so that they could hold their own debates once the show ended. “We are living today on the thin edge of history,” Max Lerner, the editor of The Nation, said in 1938, during a “Town Meeting of the Air” debate on the meaning of democracy. His panel included a Communist, an exile from the Spanish Civil War, a conservative American political economist, and a Russian columnist. “We didn’t expect to settle anything, and therefore we succeeded,” the Spanish exile said at the end of the hour, offering this definition: “A democracy is a place where a ‘Town Meeting of the Air’ can take place.”

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Public forums that began in Des Moines grew so popular that the programming became a part of the New Deal. The federal government paid for it, but everything else fell under local control, and ordinary people made it work.Photograph from Alamy

No one expected anyone to come up with an undisputable definition of democracy, since the point was disputation. Asking people about the meaning and the future of democracy and listening to them argue it out was really only a way to get people to stretch their civic muscles. “Democracy can only be saved by democratic men and women,” Dorothy Thompson once said. “The war against democracy begins by the destruction of the democratic temper, the democratic method and the democratic heart. If the democratic temper be exacerbated into wanton unreasonableness, which is the essence of the evil, then a victory has been won for the evil we despise and prepare to defend ourselves against, even though it’s 3,000 miles away and has never moved.”

The most ambitious plan to get Americans to show up in the same room and argue with one another in the nineteen-thirties came out of Des Moines, Iowa, from a one-eyed former bricklayer named John W. Studebaker, who had become the superintendent of the city’s schools. Studebaker, who after the Second World War helped create the G.I. Bill, had the idea of opening those schools up at night, so that citizens could hold debates. In 1933, with a grant from the Carnegie Corporation and support from the American Association for Adult Education, he started a five-year experiment in civic education.

The meetings began at a quarter to eight, with a fifteen-minute news update, followed by a forty-five-minute lecture, and thirty minutes of debate. The idea was that “the people of the community of every political affiliation, creed, and economic view have an opportunity to participate freely.” When Senator Guy Gillette, a Democrat from Iowa, talked about “Why I Support the New Deal,” Senator Lester Dickinson, a Republican from Iowa, talked about “Why I Oppose the New Deal.” Speakers defended Fascism. They attacked capitalism. They attacked Fascism. They defended capitalism. Within the first nine months of the program, thirteen thousand of Des Moines’s seventy-six thousand adults had attended a forum. The program got so popular that in 1934 F.D.R. appointed Studebaker the U.S. Commissioner of Education and, with the eventual help of Eleanor Roosevelt, the program became a part of the New Deal, and received federal funding. The federal forum program started out in ten test sites—from Orange County, California, to Sedgwick County, Kansas, and Pulaski County, Arkansas. It came to include almost five hundred forums in forty-three states and involved two and a half million Americans. Even people who had steadfastly predicted the demise of democracy participated. “It seems to me the only method by which we are going to achieve democracy in the United States,” Du Bois wrote, in 1937.

The federal government paid for it, but everything else fell under local control, and ordinary people made it work, by showing up and participating. Usually, school districts found the speakers and decided on the topics after collecting ballots from the community. In some parts of the country, even in rural areas, meetings were held four and five times a week. They started in schools and spread to Y.M.C.A.s and Y.W.C.A.s, labor halls, libraries, settlement houses, and businesses, during lunch hours. Many of the meetings were broadcast by radio. People who went to those meetings debated all sorts of things:

Should the Power of the Supreme Court Be Altered?

Do Company Unions Help Labor?

Do Machines Oust Men?

Must the West Get Out of the East?

Can We Conquer Poverty?

Should Capital Punishment Be Abolished?

Is Propaganda a Menace?

Do We Need a New Constitution?

Should Women Work?

Is America a Good Neighbor?

Can It Happen Here?

These efforts don’t always work. Still, trying them is better than talking about the weather, and waiting for someone to hand you an umbrella.

When a terrible hurricane hit New England in 1938, Dr. Lorine Pruette, a Tennessee-born psychologist who had written an essay called “Why Women Fail,” and who had urged F.D.R. to name only women to his Cabinet, found herself marooned at a farm in New Hampshire with a young neighbor, sixteen-year-old Alice Hooper, a high-school sophomore. Waiting out the storm, they had nothing to do except listen to the news, which, needless to say, concerned the future of democracy. Alice asked Pruette a question: “What is it everyone on the radio is talking about—what is this democracy—what does it mean?” Somehow, in the end, NBC arranged a coast-to-coast broadcast, in which eight prominent thinkers—two ministers, three professors, a former ambassador, a poet, and a journalist—tried to explain to Alice the meaning of democracy. American democracy had found its “Yes, Virginia, there is a Santa Claus” moment, except that it was messier, and more interesting, because those eight people didn’t agree on the answer. Democracy, Alice, is the darnedest thing.

That broadcast was made possible by the workers who brought electricity to rural New Hampshire; the legislators who signed the 1934 federal Communications Act, mandating public-interest broadcasting; the executives at NBC who decided that it was important to run this program; the two ministers, the three professors, the former ambassador, the poet, and the journalist who gave their time, for free, to a public forum, and agreed to disagree without acting like asses; and a whole lot of Americans who took the time to listen, carefully, even though they had plenty of other things to do. Getting out of our current jam will likely require something different, but not entirely different. And it will be worth doing.

A decade-long debate about the future of democracy came to a close at the end of the nineteen-thirties—but not because it had been settled. In 1939, the World’s Fair opened in Queens, with a main exhibit featuring the saga of democracy and a chipper motto: “The World of Tomorrow.” The fairgrounds included a Court of Peace, with pavilions for every nation. By the time the fair opened, Czechoslovakia had fallen to Germany, though, and its pavilion couldn’t open. Shortly afterward, Edvard Beneš, the exiled President of Czechoslovakia, delivered a series of lectures at the University of Chicago on, yes, the future of democracy, though he spoke less about the future than about the past, and especially about the terrible present, a time of violently unmoored traditions and laws and agreements, a time “of moral and intellectual crisis and chaos.” Soon, more funereal bunting was brought to the World’s Fair, to cover Poland, Belgium, Denmark, France, Luxembourg, and the Netherlands. By the time the World of Tomorrow closed, in 1940, half the European hall lay under a shroud of black.

The federal government stopped funding the forum program in 1941. Americans would take up their debate about the future of democracy, in a different form, only after the defeat of the Axis. For now, there was a war to fight. And there were still essays to publish, if not about the future, then about the present. In 1943, E. B. White got a letter in the mail, from the Writers’ War Board, asking him to write a statement about “The Meaning of Democracy.” He was a little weary of these pieces, but he knew how much they mattered. He wrote back, “Democracy is a request from a War Board, in the middle of a morning in the middle of a war, wanting to know what democracy is.” It meant something once. And, the thing is, it still does. 

♦Published in the print edition of the February 3, 2020, issue, with the headline “In Every Dark Hour.”Jill Lepore is a staff writer at The New Yorker and a professor of history at Harvard University. Her latest book is “These Truths: A History of the United States.”

The Mysterious Journey of Waking UP, Part 3

CLICK ON THE MYSTERIOUS JOURNEY OF WAKING UP, PART 3

And becoming a “SELF-DIRECTED” individual rather than an impulsive reactorSUNDAY MEETING – FEBRUARY 9, 2020I invite you to consider my approach to the challenge of “tribalism” that we face today in our swiftly changing world. You will learn how to connect with the universal ESSENCE that is always calmly centered within you. ESSENCE is personally available to you and yet, it is not “tribal”.

Heather Williams, H.W., M.

https://theprosperos.org/community/heather-williams/williams_20200209

Sonnet 116: Let me not to the marriage of true minds Admit Impediments

William Shakespeare

BY WILLIAM SHAKESPEARE

Let me not to the marriage of true minds
Admit impediments. Love is not love
Which alters when it alteration finds,
Or bends with the remover to remove.
O no! it is an ever-fixed mark
That looks on tempests and is never shaken;
It is the star to every wand’ring bark,
Whose worth’s unknown, although his height be taken.
Love’s not Time’s fool, though rosy lips and cheeks
Within his bending sickle’s compass come;
Love alters not with his brief hours and weeks,
But bears it out even to the edge of doom.
If this be error and upon me prov’d,
I never writ, nor no man ever lov’d.

The Surprising Benefits of Sarcasm

Sarcastic comments boost creativity, a study finds.

Scientific American|getpocket.com

  • Francesca Gino
GettyImages-184378292.jpg

Instead of avoiding sarcasm completely in the office, the research suggests sarcasm, used with care and in moderation, can be effectively used and trigger some creative sparks. Photo by drbimages / iStock / Getty Images .

“Sarcasm is the lowest form of wit but the highest form of intelligence,” wrote that connoisseur of wit, Oscar Wilde. Whether sarcasm is a sign of intelligence or not, communication experts and marriage counselors alike typically advise us to stay away from this particular form of expression. The reason is simple: sarcasm expresses the poisonous sting of contempt, hurting others and harming relationships. As a form of communication, sarcasm takes on the debt of conflict.

And yet, our research suggests, there may also be some unexpected benefits from sarcasm: greater creativity. The use of sarcasm, in fact, promotes creativity for those on both the giving and receiving end of sarcastic exchanges. Instead of avoiding sarcasm completely in the office, the research suggests sarcasm, used with care and in moderation, can be effectively used and trigger some creative sparks.

Sarcasm involves constructing or exposing contradictions between intended meanings. The most common form of verbal irony, sarcasm is often used to humorously convey thinly veiled disapproval or scorn. “Pat, don’t work so hard!”, a boss might say upon catching his assistant surfing the Internet. Early research on sarcasm explored how people interpret statements and found that, as expected, sarcasm makes a statement sound more critical. In one laboratory study, participants read scenarios in which, for instance, (1) one person did something that could be viewed negatively, such as smoking, and (2) a second person commented on the behavior to the first person, either literally (“I see you don’t have a healthy concern for your lungs”) or sarcastically (“I see you have a healthy concern for your lungs”). Participants rated sarcasm to be more condemning than literal statements. In a similar study, participants were encouraged to empathize either with a person behaving in a way that could be construed as negative or with a second person commenting on the first person’s behavior. Both perspectives prompted participants to rate sarcastic comments by the second person as more impolite relative to literal comments.

Other research has show that sarcasm can be easily misinterpreted, particularly when communicated electronically. In one study, 30 pairs of university students were given a list of statements to communicate, half of which were sarcastic and half of which were serious. Some students communicated their messages via e-mail and others via voice recordings. Participants who received the voice messages accurately gleaned the sarcasm (or lack thereof) 73 percent of the time, but those who received the statements via e-mail did so only 56 percent of the time, hardly better than chance. By comparison, the e-mailers had anticipated that 78 percent of participants would pick up on the sarcasm inherent in their sarcastic statements. That is, they badly overestimated their ability to communicate the tenor of their sarcastic statements via e-mail. What’s more, the recipients of the sarcastic e-mails were also decidedly overconfident. They guessed they would correctly interpret the tone of the e-mails they received about 90 percent of the time. They were considerably less overconfident about their ability to interpret voice messages.

In recent research, my colleagues and I discovered an upside to this otherwise gloomy picture of sarcasm. In one study, we assigned some participants to engage in either simulated sarcastic, sincere, or neutral dialogues by choosing from pre-written responses on a sheet of paper. Others were recipients of these different types of messages from others. Immediately after participants engaged in these “conversations,” we presented them with tasks testing their creativity. Not surprisingly, the participants exposed to sarcasm reported more interpersonal conflict than those in other groups. More interestingly, those who engaged in a sarcastic conversation fared better on creativity tasks. The processes involved in initiating and delivering a sarcastic comment improved the creativity and cognitive functioning of both the commenter and the recipient. This creativity effect only emerged when recipients picked up on the sarcasm behind the expresser’s message rather than taking mean comments at face value.

Why might sarcasm enhance creativity? Because the brain must think creatively to understand or convey a sarcastic comment, sarcasm may lead to clearer and more creative thinking. To either create or understand sarcasm, tone must overcome the contradiction between the literal and actual meanings of the sarcastic expressions. This is a process that activates, and is facilitated by, abstraction, which in turn promotes creative thinking. Consider the following example, which comes from a conversation one of my co-authors on the research (Adam Galinsky, of Columbia) had a few weeks before getting married. His fiancée woke him up as he was soundly asleep at night to tell him about some new ideas she has for their upcoming wedding next month –many of which were quite expensive. Adam responded with some ideas of his own: “Why don’t we get Paul McCartney to sing, Barack Obama to give a benediction and Amy Schumer to entertain people.” His comment required his fiancée to recognize that there is a distinction between the surface level meaning of the sentence (actually signing up these people to perform) and the meaning that was intended.

This is not the first set of studies showing that creativity can be boosted by things that would commonly be considered creativity killers. In one series of studies, for example, researchers found that moderate noise can be an untapped source of creativity, providing a welcome distraction that helps the brain make disparate associations. In addition, alcohol is believed to aid creativity, up to a point, by reducing focus and relaxing the mind.

Sarcasm can be interpreted negatively, and thus cause relationship costs. So, how do we harness its creative benefits without creating the type of conflict that can damage a relationship? It comes down to trust. Our studies show that, given the same content and tone, sarcasm expressed toward or received from someone we trust is less conflict provoking than sarcasm expressed toward or received from someone we distrust. Of course, if we were to vary the tone and content, it would make a difference too – given an extremely harsh tone and critical content, even trust might not be enough.

Given the risks and benefits of sarcasm, your best bet is to keep salty remarks limited to conversations with those you know well, lest you offend others—even as you potentially help them think more creatively.

Francesca Gino ( @francescagino) is a behavioral scientist and professor at Harvard Business School. She is the author of “ Sidetracked: Why Our Decisions Get Derailed, and How We Can Stick to the Plan” (Harvard Business Review Press, 2013).

This article was originally published on November 17, 2015, by Scientific American, and is republished here with permission.

How symbols and brands shape our humanity

Debbie Millman|TEDWomen 2019

“Branding is the profound manifestation of the human spirit,” says designer and podcaster Debbie Millman. In a historical odyssey that she illustrated herself, Millman traces the evolution of branding, from cave paintings to flags to beer labels and beyond. She explores the power of symbols to unite people, beginning with prehistoric communities who used them to represent beliefs and identify affiliations to modern companies that adopt logos and trademarks to market their products — and explains how branding reflects the state of humanity.

This talk was presented at an official TED conference, and was featured by our editors on the home page.

ABOUT THE SPEAKER Debbie Millman · Design evangelistAs host of the long-running podcast “Design Matters,” Debbie Millman illuminates the creative processes of some of our era’s most intriguing artists, designers and icons

81 Words

February 14, 2020 (MakingGayHistory.org)

Back in 2002, This American Life aired “81 Words,” the story of how and why the American Psychiatric Association (APA) decided, in 1973, to remove the diagnosis of “homosexuality” from the Diagnostic and Statistical Manual of Mental Disorders (a story Making Gay History told in part in this Barbara Gittings episode and this Dr. Evelyn Hooker episode). “81 Words” was produced by Alix Spiegel, whose grandfather was the APA’s president-elect at the time (and a closeted gay man). 

Link to 81 Words: https://www.thisamericanlife.org/204/81-words

The Cancer Industry: Hype vs. Reality

Cancer medicine generates enormous revenues but marginal benefits for patients

  • By John Horgan on February 12, 2020 (blogs.scientificamerican.com)
The Cancer Industry: Hype vs. Reality
Patient being prepped for chemotherapy. Credit: Justin Paget Getty Images

Today I’m giving a talk at my school, Stevens Institute of Technology, titled “The Cancer Industry: Hype Versus Reality.” The talk focuses on the enormous gap between the grim reality of cancer medicine in the U.S. and the upbeat claims made by the cancer industry and its media enablers. Below are points I plan to make in my talk, which expand upon ones I’ve made in previous posts.—John Horgan

BIG PROBLEM, BIG BUSINESS, BIG HYPE

First, some basic facts to convey the scale of the problem. Cancer is the second most lethal disease in the U.S., behind only heart disease. More than 1.7 million Americans were diagnosed with cancer in 2018, and more than 600,000 died. Over 15 million Americans cancer survivors are alive today. Almost four out of ten people will be diagnosed in their lifetime, according to the National Cancer Institute

Cancer has spawned a huge industrial complex involving government agencies, pharmaceutical and biomedical firms, hospitals and clinics, universities, professional societies, nonprofit foundations and media. The costs of cancer care have surged 40 percent in the last decade, from $125 billion in 2010 to $175 billion in 2020 (projected).

Research funding has also surged. The budget of the National Cancer Institute, a federal agency founded in 1937, now totals over $6 billion/year. That is a fraction of the total spent on research by nonprofit foundations ($6 billion a year, according to 2019 study), private firms and other government agencies. Total research spending since Richard Nixon declared a “war on cancer” in 1971 exceeds a quarter trillion dollars, according to a 2016 estimate.

Cancer-industry boosters claim that investments in research, testing and treatment have led to “incredible progress” and millions of “cancer deaths averted,” as the homepage of the American Cancer Society, a nonprofit that receives money from biomedical firms, puts it. A 2016 study found that cancer experts and the media often describe new treatments with terms such as “breakthrough,” “game changer,” “miracle,” “cure,” “home run,” “revolutionary,” “transformative,” “life saver,” “groundbreaking” and “marvel.” 

There are more than accredited 1,200 cancer centers in the U.S. They spent $173 million on television and magazine ads directed at the public in 2014, according to a 2018 study, and 43 of the 48 top spenders “deceptively promot[ed] atypical patient experiences through the use of powerful testimonials.” A 2014 study concluded that cancer centers “frequently promote cancer therapy with emotional appeals that evoke hope and fear while rarely providing information about risks, benefits, costs, or insurance availability.”

LITTLE NET PROGRESS AFTER 90 YEARS, BESIDES ANTI-SMOKING EFFORTS

What’s the reality behind the hype? “No one is winning the war on cancer,” Azra Raza, an oncologist at Columbia, asserts in her 2019 book The First Cell: And the Costs of Pursuing Cancer to the Last. Claims of progress are “mostly hype, the same rhetoric from the same self-important voices for the past half century.” Trials have yielded improved treatments for childhood cancers and specific cancers of the blood, bone-marrow and lymph systems, Raza notes. But these successes, which involve uncommon cancers, are exceptions among a “litany of failures.”

The best way to measure progress against cancer is to look at mortality rates, the number of people who succumb to cancer per unit of population per year. The risk of cancer grows with age. (Although childhood cancer gets a lot of attention, Americans under 20 years old account for less than 0.3 percent of all U.S. cancer deaths.) Hence as the average life span of a population grows (because of advances against heart and respiratory disorders, infectious disease and so on), so does the cancer mortality rate. To calculate mortality trends over time, therefore, researchers adjust for the aging of the population.

With this adjustment—which, keep in mind, presents cancer medicine in a more favorable light–mortality rates have declined almost 30 percent since 1991. This trend, according to cancer-industry boosters, shows that investments in research, tests and treatments have paid off. What boosters often fail to mention is that recent declines in cancer mortality follow at least 60 years of increases. The current age-adjusted mortality rate for all cancers in the U.S., 152.4 deaths per 100,000 people, is just under what it was in 1930, according to a recent analysis.

The rise and fall of cancer deaths track the rise and fall of smoking, with a lag of a couple of decades. Cigarette consumption in the U.S. more than doubled between 1930 and the early 1970s and has fallen steadily since then, according to the nonprofit site Our World in Data. Smoking raises the risk of many cancers but especially of lung cancer, which is by far the biggest killer, accounting for more deaths than colon, breast and prostate cancer combined.

Over the past two decades lung-cancer mortality has dropped, but it still remains higher than it was in the 1960s, especially among women, according to Our World in DataA 2006 analysis concluded that “without reductions in smoking, there would have been virtually no reduction in overall cancer mortality in either men or women since the early 1990s.”

NEW TREATMENTS YIELD SMALL BENEFITS, BIG COSTS

Research has linked cancer to many internal and external factors, notably oncogenes, hormones, viruses, carcinogens (such as those in cigarettes) and random cellular replication errors, or “bad luck.” But with the notable exception of the smoking/cancer link, which led to effective anti-smoking measures, that knowledge has not translated into significantly improved preventive measures or treatments. Clinical cancer trials “have the highest failure rate compared with other therapeutic areas,” according to a 2012 paper.

Pharmaceutical companies keep bringing new drugs to market. But one study found that 72 new anticancer drugs approved by the FDA between 2004 and 2014 prolonged survival for an average of 2.1 months. A 2017 report concluded that “most cancer drug approvals have not been shown to, or do not, improve clinically relevant end points,” including survival and quality of life. The authors worried that “the FDA may be approving many costly, toxic drugs that do not improve overall survival.”

Costs of cancer treatments have vastly outpaced inflation, and new drugs are estimated to cost on average more than $100,000/year. Patients end up bearing a significant proportion of costs. More than 40 percent of people diagnosed with cancer lose their life savings within 2 years, according to one estimate.

Immune therapies, which seek to stimulate immune responses to cancer, have generated enormous excitement. Two researchers won the 2018 Nobel Prize for work related to immune therapies, and a new book, The Breakthrough: Immunotherapy and the Race to Cure Cancer, claims that they represent a “revolutionary discovery in our understanding of cancer and how to beat it.”

According to a 2018 report in Stat News, drugs firms aggressively market immune therapies, and patients are “pushing hard to try them, even when there is little to no evidence the drugs will work for their particular cancer.” A 2017 analysis by oncologists Nathan Gay and Vinay Prasad estimated that fewer than 10 percent of cancer patients can benefit from immune therapies, and that is a “best-case scenario.”

Immune therapies trigger severe side effects, and they are also extremely expensive, costing hundreds of thousands of dollars a year, oncologist Siddhartha Mukherjee, author of The Emperor of All Maladies, a bestselling history of cancer, reported in the New Yorker last year. “Subsequent hospital stays and supportive care can drive the total costs to a million dollars or more,” he writes. “If widely prescribed, immune therapies “could bankrupt the American health-care system.”

TESTS LEAD TO OVERDIAGNOSIS AND OVERTREATMENT

The cancer industry, aided by celebrities who claim that tests saved their lives, has convinced the public that screening for cancer is beneficial. The earlier we can detect cancerous cells, the more likely it is that treatment will succeed. Right? Wrong. One of the most significant findings of the past decade is that many people have cancerous or pre-cancerous cells that, if left untreated, would never have compromised their health. Autopsies have revealed that many people who die of unrelated causes harbor cancerous tissue.

Tests cannot reliably distinguish between harmful and harmless cancers. As a result, widespread testing has led to widespread overdiagnosis, the flagging of non-harmful cancerous cells. Overdiagnosis leads in turn to unnecessary chemotherapy, radiation and surgery. Gilbert Welch, a physician whose 2011 book Overdiagnosed: Making People Sick in Pursuit of Health helped bring overdiagnosis to light, recently called it “an unfortunate side effect of our irrational exuberance for early detection.” Overdiagnosis is more insidious than false positives, when tests erroneously indicate the presence of cancer. Biopsies can overturn false positives but not overdiagnoses. 

Mammograms and prostate-specific antigen (PSA) tests have led to especially high rates of overdiagnosis and overtreatment for breast and prostate cancer. A 2013 meta-analysis by the Cochrane Collaboration, an international association of experts that assesses medical procedures, estimated that if 2,000 women have mammograms over a period of 10 years, one woman’s life will be saved by a positive diagnosis. Meanwhile 10 healthy women will be treated unnecessarily, and more than 200 “will experience important psychological distress including anxiety and uncertainty for years because of false positive findings.”

Another nonprofit medical group, theNNT.com, has spelled out a disturbing implication of these data. (NNT stands for “number needed to treat,” which refers to the number of people who must receive a treatment for one person to receive any benefit. Ideally, the number is 1.) The NNT notes that some overdiagnosed women might “die due to aggressive therapies such as chemotherapy and major surgery.” Thus any benefit from screening “is balanced out by mortal harms from overdiagnosis and false-positives.” Breast-cancer specialist Michael Baum, who helped found the United Kingdom’s breast-screening program, has advocated abandoning such programs, which he believes might cut short more lives than they extend

As for PSA tests, a federal task force of medical experts estimates that 1.3 deaths may be averted for every 1,000 men between the ages of 55 and 69 tested for 13 years. But for every man whose life is extended, many more will experience “false-positive results that require additional testing and possible prostate biopsy; overdiagnosis and overtreatment; and treatment complications, such as incontinence and erectile dysfunction.” A 2017 analysis by the task force estimated the ratio of beneficial PSA tests to false positives and overdiagnosis to be as high as 1/240.

A 2013 meta-analysis by Cochrane Group found “no significant reduction” in mortality resulting from PSA tests. “The strategy of routinely screening all men with PSA tests leads to interventions that are not saving lives and may be causing harm,” the NNT stated. The discoverer of the prostate-specific antigen, pathologist Richard Ablin, has called the PSA test a “profit-driven public health disaster.”

ALL-CAUSE VERSUS SPECIFIC MORTALITY AND “TORTURING THE DATA”

Studies of tests for a specific cancer generally look at mortality attributed to that cancer. Mammograms are thus deemed effective if women who get mammograms die less often from breast cancer than women who do not get mammograms. This method can overstate the benefits of tests, because it might omits deaths resulting, directly or indirectly, from the diagnosis. After all, surgery, chemotherapy and radiation can have devastating iatrogenic effects, including heart disease, opportunistic infections, other forms of cancer and suicide.

Therefore some studies measure “all-cause” mortality.  A 2015 meta-analysis by epidemiologist John Ioannidis (renowned for bringing the scientific replication crisis to light) and others found no reductions in all-cause mortality from tests for cancer of the breast, prostate, colon, lung, cervix, mouth or ovaries for asymptomatic patients.

In a recent editorial in the European Journal of Clinical Investigation, Ioannidis and four co-authors argue that cancer screening (especially mammograms and PSA tests) does more harm than good and should be abandoned. They expect this proposal to be met with “fierce opposition.” Screening they note, “is big business: more screening means more patients, more clinical revenue to diagnostic and clinical departments, and more survivors in need of care and follow‐up.”

Cancer boosters commonly point to improvements in survival rates, the length of time between diagnosis and death. Survival rates for some cancers have indeed grown as a result of more widespread and higher-resolution testing, which detects cancer earlier. But as a 2015 analysis points out, in general people do not live longer as a result of early detection. They simply live longer with a diagnosis of cancer, with all its harmful emotional, economic and physiological consequences.

Using survival rates to promote tests is an example of what critics of mammography have called “tortur[ing] the data to make it confess to what one knows to be the real truth.” What the data on screening actually suggest is that millions of men and women have endured the trauma of cancer diagnoses and treatments unnecessarily. That strikes me as a case of monstrous malpractice.  

CORRUPTION IN THE CANCER INDUSTRY

The aggressive, can-do American approach to health care isn’t working when it comes to medicine in general and cancer medicine in particular. The U.S. spends far more per capita on health care, including cancer care, than any other country, but higher expenditures have not led to longer lives. Quite the contrary. Europe, which spends much less on cancer care than the U.S., has lower cancer mortality rates, according to a 2015 study. So do countries such as Mexico, Italy and Brazil, according to Our World in Data

The American approach fosters corruption. According to a 2019 essay in Stat News by oncologist Vinay Prasad, many cancer specialists accept payments from firms whose drugs they prescribe. This practice, Prasad agues, “leads us to celebrate marginal drugs as if they were game-changers. It leads experts to ignore or downplay flaws and deficits in cancer clinical trials. It keeps doctors silent about the crushing price of cancer medicines.”

Last year The New York Times and ProPublica reported that top officials at Sloan Kettering Cancer Center “repeatedly violated policies on financial conflicts of interest, fostering a culture in which profits appeared to take precedence over research and patient care.” Sloan Kettering’s chief medical officer, Jose Baselga, “failed to disclose millions of dollars in payments from drug and health care companies in dozens of articles in medical journals.” Baselga left Sloan Kettering to become head of cancer research at the drug firm AstraZeneca.

The desire of oncologists to produce monetizable findings might also compromise the quality of their research. A 2012 examination of 53 “landmark” cancer studies found that only six could be reproduced. The so-called Reproducibility Project: Cancer Biology has examined 14 more recent highly cited studies, and has confirmed only five without qualification.

SOLUTION: GENTLE CANCER MEDICINE?

So what’s the solution to all these problems? Some health-care experts espouse “conservative medicine” as a way to reduce health-care costs and improve outcomes. In “The Case for Being a Medical Conservative,” a manifesto published last year, four physicians (including the aforementioned Vinay Prasad) urge colleagues to recognize the human body’s “inherent healing properties and to acknowledge “how little effect the clinician has on outcomes.” Physicians will thus protect themselves “against our greatest foe—hubris.”

Medical conservatives happily adopt new therapies “when the benefit is clear and the evidence strong and unbiased,” the authors emphasize, but many alleged advances “offer, at best, marginal benefits.” Conservative cancer medicine, as I envision it, would engage in less testing, treatment, fear-mongering, military-style rhetoric and hype. It would recognize the limits of medicine, and it would honor the Hippocratic oath: First, do no harm. 

Physicians cannot bring about a shift toward conservative cancer medicine on their own. We consumers must help them. We must recognize the limits of medicine and the healing capacities of our bodies. We must resist tests and treatments that have marginal benefits, at best. We may never cure cancer, which stems from the collision of our complex biology with entropy, the tendency of all systems toward disorder. But if we can curtail our fear and greed, our cancer care will surely improve.

A final note: I’d like to thank experts I’ve cited above—John Ioannidis, Siddhartha Mukherjee, Vinay Prasad, Azra Raza and Gilbert Welch—as well as Cochrane and theNNT.com for their blunt, courageous assessments of cancer medicine. People and groups like these represent our best hope for health-care reform. We just have to listen to them.

Further Reading:

Meta-Post: Posts on Cancer

Can Lifelong, Invasive Screening Eradicate Cancer?

Is Medicine Overrated?

Dear “Skeptics,” Bash Homeopathy and Bigfoot Less, Mammograms and War More

See also my free online book Mind-Body Problems.

The views expressed are those of the author(s) and are not necessarily those of Scientific American.Rights & Permissions

ABOUT THE AUTHOR(S)

John Horgan

John Horgan directs the Center for Science Writings at the Stevens Institute of Technology. His books include The End of ScienceThe End of War and Mind-Body Problems, available for free at mindbodyproblems.com.

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